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Question of the Week: Level 2 - Ethics
Mary Lee works in a country whose laws require that all financial records be destroyed six years after the initial transaction. Lee keeps all financial records for seven years, then destroys them. Lee has most likely:
Question of the Week: Level 2 - Ethics 9 votes
violated Standard V(C) Record Retention.
violated Standard I(A) Knowledge of the Law.
not violated CFA Institute Standards of Professional Conduct.