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Question of the Week: Level 2 - Ethics

Richard Colson is a research analyst at Aegis Capital.  One of his target companies, Ricard Industries, recently became a client of Aegis investment banking division.  Due to the potential conflict of interest, according to Standard I(B) Independence and Objectivity, Colson should most likely:

Question of the Week: Level 2 - Ethics 5 votes

A. discontinue research on Ricard and not issue a report.
60% 3 votes
B. continue the research, and issue a report on Ricard that contains a recommendation consistent with their findings.
40% 2 votes
C. continue the research, and issue a report on Ricard that contains only factual information, but no recommendation.
0% 0 votes

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