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Question of the Week: Level 2 - Ethics
Richard Colson is a research analyst at Aegis Capital. One of his target companies, Ricard Industries, recently became a client of Aegis investment banking division. Due to the potential conflict of interest, according to Standard I(B) Independence and Objectivity, Colson should most likely:
Question of the Week: Level 2 - Ethics 4 votes
A. discontinue research on Ricard and not issue a report.
B. continue the research, and issue a report on Ricard that contains a recommendation consistent with their findings.
C. continue the research, and issue a report on Ricard that contains only factual information, but no recommendation.