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Question of the Week: Level 3 - Ethics
Amelia Stefan works at the trading desk for a large portfolio management company. To comply with her duty to clients under Standard III(A) Loyalty, Prudence, and Care, Stefan should most likely:
Question of the Week: Level 3 - Ethics 7 votes
A. place more importance on the fees charged for trades than on the speed with which the trades are executed.
B. place more importance on the speed with which trades are executed than on the fees charged for the trades.
C. consider both the fees and the speed of execution on trades, and determine which is more important case-by-case.